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Sterne Agee Asset Management, Inc.
Jay Wilson Carter · Investment Advisor · Multi-Strategy
Sterne Agee Asset Management, Inc. was a Birmingham-based investment advisory firm and a subsidiary of Sterne Agee Group, one of the oldest and largest privately owned financial services firms in the United States, founded in 1901. The firm provided comprehensive wealth management, portfolio advisory, and strategic asset allocation services to individual and institutional clients across the country. In 2015, Sterne Agee Group was acquired by Stifel Financial Corp, and subsequently, in 2016, its independent wealth management and asset management units were sold to INTL FCStone Inc. (now StoneX Group Inc.). Historically, the institution focused on providing a broad range of investment solutions through a network of independent advisors, specializing in diversified portfolio construction across multiple asset classes including equities and fixed income.
Simulated Performance
| Metric | Value |
|---|---|
| Total return | +22.3% |
| YTD return | +10.8% |
| Sharpe ratio | 3.61 |
| Win rate | 64% |
| AUM | $0.5B |
| Inception | Oct 1, 2025 |
| Updated | Sep 18, 2026 |
Institution Status
| Field | Value |
|---|---|
| AUM | $0.5B |
| Turnover | Low (<15%) |
| Avg holding | 18 Months |
| Inception | Oct 1, 2025 |
| Website | https://www.stonex.com |
Current Holdings
Updated on Sep 18, 2026.
| Ticker | Name | Portfolio % | Return |
|---|---|---|---|
| BCS | Barclays PLC ADR | 22.1% | +13.0% |
| NVDA | NVIDIA Corporation | 11.1% | +15.2% |
| AAPL | Apple Inc | 10.4% | +26.9% |
| GOOGL | Alphabet Inc Class A | 7.1% | +23.7% |
| AMZN | Amazon.com Inc | 7.1% | +10.2% |
| MSFT | Microsoft Corporation | 6.9% | +7.1% |
| CAT | Caterpillar Inc | 4.1% | +26.5% |
| AVGO | Broadcom Inc | 3.9% | +1.9% |
| META | Meta Platforms Inc. | 3.5% | +3.0% |
| JPM | JPMorgan Chase & Co | 3.4% | +13.1% |
| TSLA | Tesla Inc | 2.6% | -10.4% |
| JNJ | Johnson & Johnson | 2.3% | +31.1% |
| LLY | Eli Lilly and Company | 2.2% | +22.4% |
| XOM | Exxon Mobil Corp | 2.2% | +31.1% |
| ABBV | AbbVie Inc | 2.1% | +11.9% |
| SO | Southern Company | 2.1% | -8.7% |
| WMT | Walmart Inc. Common Stock | 1.9% | -0.9% |
| CVX | Chevron Corp | 1.8% | +28.1% |
| V | Visa Inc. Class A | 1.8% | +14.2% |
| GLW | Corning Incorporated | 1.8% | -10.2% |
Recent activity
| Date | Action | Ticker | Weight |
|---|---|---|---|
| Sep 14, 2026 | BUY | BCS | 22.1% → 22.1% |
| Sep 14, 2026 | SELL | TSLA | 2.6% → 2.6% |
| Sep 14, 2026 | BUY | JPM | 3.4% → 3.4% |
| Sep 14, 2026 | SELL | ABBV | 2.1% → 2.1% |
| Sep 14, 2026 | BUY | NVDA | 11.1% → 11.1% |
Investment Style Analysis
Sterne Agee Asset Management, Inc. is widely recognized for employing a Multi-Strategy strategy. As of Sep 18, 2026, the firm oversees approximately $0.5B in assets under management (AUM). The portfolio demonstrates a clear preference for the Banks - Diversified and Semiconductors sectors, reflecting a high-conviction approach to capital allocation.
Recent Market Moves
During the latest rebalancing period ending Sep 14, Sterne Agee Asset Management, Inc. made a significant move by increasing exposure to BCS. This adjustment aligns with the fund's dynamic approach to risk management and capital deployment in current market conditions.
Investment Philosophy
The firm's core investment philosophy centered on disciplined asset allocation and proactive risk management to achieve long-term financial goals. It emphasized a 'strategic asset allocation' model, which sought to balance risk and reward by apportioning a portfolio's assets according to an individual's specific objectives, risk tolerance, and investment horizon. The strategy utilized a combination of fundamental and quantitative research to build diversified portfolios across major asset classes, aiming to minimize volatility while maximizing returns through consistent rebalancing and style diversification.
Disclaimer
The content provided on this page, including the simulated portfolio performance, holdings analysis, and AI-generated insights, is for informational and educational purposes only. It does not constitute financial advice, investment recommendations, or an offer to buy or sell any securities. All data is derived from historical SEC 13F filings and other public disclosures, which have a reporting lag. The "Simulated Performance" is a hypothetical reconstruction based on past disclosures and does not represent the actual returns of the institution. Past performance is not indicative of future results. Tritonix.ai is not affiliated with Sterne Agee Asset Management, Inc..
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Frequently asked questions
How is the simulated portfolio for Sterne Agee Asset Management, Inc. constructed?
This simulation is powered by Tritonix AI using official SEC filings. We focus on the "Best Ideas" by filtering for only the Top 20 largest holdings and rebalancing them to 100%. The simulation tracks performance starting from Oct 1, 2025. Our AI monitors for updates every Monday to capture major shifts. This concentrated approach highlights the manager's true stock-picking skill and mirrors their actual investment returns.
What is Sterne Agee Asset Management, Inc.'s largest holding?
As of the latest filing, Sterne Agee Asset Management, Inc.'s top position is Barclays PLC ADR (BCS), representing 22.1% of the portfolio. This reflects a high-conviction bet by the institution.
What is Sterne Agee Asset Management, Inc.'s historical performance and risk profile?
Our simulation indicates a total return of +22.3% with a win rate of 64%. Notably, the portfolio maintains a Sharpe Ratio of 3.61, suggesting an exceptional level of risk-adjusted returns compared to the broader market.
What sectors does Sterne Agee Asset Management, Inc. primarily invest in?
Sterne Agee Asset Management, Inc. has a strong preference for the Banks - Diversified sector, which makes up 25.5% of their disclosed assets. The portfolio also has exposure to Semiconductors, indicating a specific thematic focus.
Is Sterne Agee Asset Management, Inc.'s portfolio concentrated or diversified?
Sterne Agee Asset Management, Inc. runs a moderately concentrated portfolio with 20 disclosed positions. The top 3 holdings alone account for 43.5% of the total portfolio weight, suggesting a strategy that favors broader market exposure.
How has Sterne Agee Asset Management, Inc. performed in 2026?
Our AI-simulated model portfolio for Sterne Agee Asset Management, Inc. tracks a Year-to-Date (YTD) return of +10.8%. This metric helps investors gauge the institution's effectiveness in the current market environment.
Does Jay Wilson Carter manage Sterne Agee Asset Management, Inc. directly?
Yes, Jay Wilson Carter serves as the key portfolio manager for Sterne Agee Asset Management, Inc., overseeing the investment strategy and final capital allocation decisions.