Home / Leaderboard / Stephens Capital Management
Stephens Capital Management
Warren Simpson · Investment Advisor · Multi-Strategy
Stephens Capital Management is the investment advisory division of Stephens Inc., a prominent family-owned financial services firm headquartered in Little Rock, Arkansas. Founded in 1933 by Witt Stephens, the parent firm has remained independent for over nine decades. Stephens Capital Management was established as a registered investment advisor in 1982 and provides comprehensive investment management, consulting, and retirement services to institutional and individual clients. The firm manages billions in assets, focusing on personalized portfolio construction across equity and fixed-income markets. Under the legacy of the Stephens family, the division emphasizes long-term stability and a conservative, research-oriented approach to wealth management and capital preservation.
Simulated Performance
| Metric | Value |
|---|---|
| Total return | +10.7% |
| YTD return | +4.7% |
| Sharpe ratio | 2.89 |
| Win rate | 46% |
| AUM | $2.2B |
| Inception | Oct 1, 2025 |
| Updated | Sep 16, 2026 |
Institution Status
| Field | Value |
|---|---|
| AUM | $2.2B |
| Turnover | Low (<15%) |
| Avg holding | 18 Months |
| Inception | Oct 1, 2025 |
| Website | https://www.stephens.com |
Current Holdings
Updated on Sep 16, 2026.
| Ticker | Name | Portfolio % | Return |
|---|---|---|---|
| AAPL | Apple Inc | 12.3% | +27.3% |
| GOOGL | Alphabet Inc Class A | 10.5% | +30.1% |
| MSFT | Microsoft Corporation | 9.0% | +1.5% |
| NVDA | NVIDIA Corporation | 8.8% | +11.9% |
| AMZN | Amazon.com Inc | 8.1% | +8.0% |
| WMT | Walmart Inc. Common Stock | 7.9% | +0.8% |
| JPM | JPMorgan Chase & Co | 7.2% | +12.4% |
| AVGO | Broadcom Inc | 6.6% | -0.4% |
| GS | Goldman Sachs Group Inc | 4.1% | +11.0% |
| META | Meta Platforms Inc. | 2.9% | -1.2% |
| JNJ | Johnson & Johnson | 2.7% | +4.7% |
| CVX | Chevron Corp | 2.5% | +31.6% |
| CSCO | Cisco Systems Inc | 2.4% | +33.1% |
| MA | Mastercard Inc | 2.4% | +1.7% |
| XOM | Exxon Mobil Corp | 2.3% | +16.2% |
| KRUS | Kura Sushi USA Inc | 2.2% | -38.3% |
| CAT | Caterpillar Inc | 2.1% | +13.0% |
| V | Visa Inc. Class A | 2.1% | -0.1% |
| BRK-A | Berkshire Hathaway Inc | 2.0% | +1.9% |
| NEM | Newmont Goldcorp Corp | 2.0% | -4.9% |
Recent activity
| Date | Action | Ticker | Weight |
|---|---|---|---|
| Sep 7, 2026 | BUY | XOM | 2.2% → 2.3% |
| Sep 7, 2026 | BUY | AVGO | 6.7% → 6.6% |
| Sep 7, 2026 | SELL | KRUS | 2.4% → 2.2% |
| Sep 7, 2026 | SELL | MA | 2.4% → 2.4% |
| Sep 7, 2026 | SELL | PLTR | 2.0% → 0.0% |
Investment Style Analysis
Stephens Capital Management is widely recognized for employing a Multi-Strategy strategy. As of Sep 16, 2026, the firm oversees approximately $2.2B in assets under management (AUM). The portfolio demonstrates a clear preference for the Semiconductors and Internet Content & Information sectors, reflecting a high-conviction approach to capital allocation.
Recent Market Moves
During the latest rebalancing period ending Sep 7, Stephens Capital Management made a significant move by increasing exposure to XOM. This adjustment aligns with the fund's dynamic approach to risk management and capital deployment in current market conditions.
Investment Philosophy
The investment philosophy of Stephens Capital Management is built on a disciplined, research-driven foundation that prioritizes the long-term objectives of its clients. The firm utilizes an evidence-based approach to asset allocation and security selection, focusing on fundamental value rather than short-term market fluctuations. By combining top-down macroeconomic insights with bottom-up analysis, SCM aims to build resilient portfolios that balance capital appreciation with risk mitigation. Independent thinking is central to their process, allowing the team to challenge conventional market wisdom and identify opportunities that align with a commitment to generational wealth preservation and stability.
Disclaimer
The content provided on this page, including the simulated portfolio performance, holdings analysis, and AI-generated insights, is for informational and educational purposes only. It does not constitute financial advice, investment recommendations, or an offer to buy or sell any securities. All data is derived from historical SEC 13F filings and other public disclosures, which have a reporting lag. The "Simulated Performance" is a hypothetical reconstruction based on past disclosures and does not represent the actual returns of the institution. Past performance is not indicative of future results. Tritonix.ai is not affiliated with Stephens Capital Management.
Similar Investment Style
Based on Multi-Strategy.
- Sandoz Family Office SA — Marc Duc · 3M -4.1%
- BB Gestão de Recursos - Distribuidora de Títulos e Valores Mobiliários S.A. — Denísio Liberato · 3M +6.5%
- Wolverine Trading, LLC — Robert Bellick · 3M -6.8%
- Amundi Asset Management US, Inc. — Marco Pirondini · 3M -6.4%
Frequently asked questions
How is the simulated portfolio for Stephens Capital Management constructed?
This simulation is powered by Tritonix AI using official SEC filings. We focus on the "Best Ideas" by filtering for only the Top 20 largest holdings and rebalancing them to 100%. The simulation tracks performance starting from Oct 1, 2025. Our AI monitors for updates every Monday to capture major shifts. This concentrated approach highlights the manager's true stock-picking skill and mirrors their actual investment returns.
What is Stephens Capital Management's largest holding?
As of the latest filing, Stephens Capital Management's top position is Apple Inc (AAPL), representing 12.3% of the portfolio. This reflects a high-conviction bet by the institution.
What is Stephens Capital Management's historical performance and risk profile?
Our simulation indicates a total return of +10.7% with a win rate of 46%. Notably, the portfolio maintains a Sharpe Ratio of 2.89, suggesting an excellent level of risk-adjusted returns compared to the broader market.
What sectors does Stephens Capital Management primarily invest in?
Stephens Capital Management has a strong preference for the Semiconductors sector, which makes up 15.3% of their disclosed assets. The portfolio also has exposure to Internet Content & Information, indicating a specific thematic focus.
Is Stephens Capital Management's portfolio concentrated or diversified?
Stephens Capital Management runs a moderately concentrated portfolio with 20 disclosed positions. The top 3 holdings alone account for 31.8% of the total portfolio weight, suggesting a strategy that favors broader market exposure.
How has Stephens Capital Management performed in 2026?
Our AI-simulated model portfolio for Stephens Capital Management tracks a Year-to-Date (YTD) return of +4.7%. This metric helps investors gauge the institution's effectiveness in the current market environment.
Does Warren Simpson manage Stephens Capital Management directly?
Yes, Warren Simpson serves as the key portfolio manager for Stephens Capital Management, overseeing the investment strategy and final capital allocation decisions.