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Modern Wealth Management, LLC
Gary Roth · Investment Advisor · Multi-Strategy
Modern Wealth Management, LLC is a national investment advisory firm established in December 2022 by co-founders Jason Gordo, Mike Capelle, and Gary Roth. Headquartered in Lenexa, Kansas, the firm was created to provide a comprehensive and integrated suite of financial services, including investment management, tax planning, estate planning, and risk management. MWM has grown rapidly through a strategy of acquiring established independent advisory practices and integrating them into its centralized portfolio management model. The firm emphasizes a personalized, team-based approach to financial planning, aiming to provide clients with confidence and freedom from financial stress. As an SEC-registered investment adviser, it serves a wide range of clients, including individuals, high-net-worth families, and retirement plans.
Simulated Performance
| Metric | Value |
|---|---|
| Total return | +17.1% |
| YTD return | +11.1% |
| Sharpe ratio | 3.49 |
| Win rate | 59% |
| AUM | $0.9B |
| Inception | Oct 1, 2025 |
| Updated | Sep 11, 2026 |
Institution Status
| Field | Value |
|---|---|
| AUM | $0.9B |
| Turnover | Low (<15%) |
| Avg holding | 18 Months |
| Inception | Oct 1, 2025 |
| Website | https://modwm.com/ |
Current Holdings
Updated on Sep 11, 2026.
| Ticker | Name | Portfolio % | Return |
|---|---|---|---|
| AAPL | Apple Inc | 21.0% | +26.9% |
| MSFT | Microsoft Corporation | 16.6% | +2.4% |
| GOOGL | Alphabet Inc Class A | 9.5% | +30.0% |
| JPM | JPMorgan Chase & Co | 7.2% | +15.1% |
| NVDA | NVIDIA Corporation | 7.0% | +12.5% |
| BRK-A | Berkshire Hathaway Inc | 6.3% | +3.3% |
| AMZN | Amazon.com Inc | 6.1% | +12.4% |
| TSM | Taiwan Semiconductor Manufacturing | 3.6% | +40.4% |
| XOM | Exxon Mobil Corp | 2.5% | +38.6% |
| NEE | Nextera Energy Inc | 2.4% | +1.8% |
| ABBV | AbbVie Inc | 2.2% | +8.2% |
| LLY | Eli Lilly and Company | 2.2% | +19.7% |
| AXP | American Express Company | 1.9% | -1.0% |
| MU | Micron Technology Inc | 1.9% | +25.2% |
| CVX | Chevron Corp | 1.8% | +34.2% |
| BTI | British American Tobacco p.l.c. | 1.7% | +4.2% |
| META | Meta Platforms Inc. | 1.6% | +12.4% |
| JNJ | Johnson & Johnson | 1.6% | +5.1% |
| BEN | Franklin Resources Inc | 1.5% | +21.1% |
| CSCO | Cisco Systems Inc | 1.5% | +1.5% |
Recent activity
| Date | Action | Ticker | Weight |
|---|---|---|---|
| Aug 31, 2026 | SELL | BEN | 1.7% → 1.5% |
| Aug 31, 2026 | SELL | BRK-A | 6.8% → 6.3% |
| Aug 31, 2026 | BUY | XOM | 2.6% → 2.5% |
| Aug 31, 2026 | SELL | GOOGL | 9.9% → 9.5% |
| Aug 31, 2026 | BUY | AMZN | 5.8% → 6.1% |
Investment Style Analysis
Modern Wealth Management, LLC is widely recognized for employing a Multi-Strategy strategy. As of Sep 11, 2026, the firm oversees approximately $0.9B in assets under management (AUM). The portfolio demonstrates a clear preference for the Consumer Electronics and Software - Infrastructure sectors, reflecting a high-conviction approach to capital allocation.
Recent Market Moves
During the latest rebalancing period ending Aug 31, Modern Wealth Management, LLC made a significant move by reducing the position in BEN. This adjustment aligns with the fund's dynamic approach to risk management and capital deployment in current market conditions.
Investment Philosophy
Modern Wealth Management's philosophy is centered on a holistic and integrated approach to wealth planning, focusing on the four key pillars of tax, insurance, estate, and financial planning. The firm utilizes a centralized portfolio management model overseen by an internal investment committee to ensure consistent execution across its client base. Investment strategies are tailored to match each client's specific financial plan, utilizing a combination of strategic asset allocation, tactical maneuvers, and defensive strategies. By diversifying across various asset classes, including stocks, bonds, ETFs, and alternative investments, the firm seeks to optimize risk-adjusted returns while helping clients navigate complex financial goals and retirement transitions.
Disclaimer
The content provided on this page, including the simulated portfolio performance, holdings analysis, and AI-generated insights, is for informational and educational purposes only. It does not constitute financial advice, investment recommendations, or an offer to buy or sell any securities. All data is derived from historical SEC 13F filings and other public disclosures, which have a reporting lag. The "Simulated Performance" is a hypothetical reconstruction based on past disclosures and does not represent the actual returns of the institution. Past performance is not indicative of future results. Tritonix.ai is not affiliated with Modern Wealth Management, LLC.
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Frequently asked questions
How is the simulated portfolio for Modern Wealth Management, LLC constructed?
This simulation is powered by Tritonix AI using official SEC filings. We focus on the "Best Ideas" by filtering for only the Top 20 largest holdings and rebalancing them to 100%. The simulation tracks performance starting from Oct 1, 2025. Our AI monitors for updates every Monday to capture major shifts. This concentrated approach highlights the manager's true stock-picking skill and mirrors their actual investment returns.
What is Modern Wealth Management, LLC's largest holding?
As of the latest filing, Modern Wealth Management, LLC's top position is Apple Inc (AAPL), representing 21.0% of the portfolio. This reflects a high-conviction bet by the institution.
What is Modern Wealth Management, LLC's historical performance and risk profile?
Our simulation indicates a total return of +17.1% with a win rate of 59%. Notably, the portfolio maintains a Sharpe Ratio of 3.49, suggesting an exceptional level of risk-adjusted returns compared to the broader market.
What sectors does Modern Wealth Management, LLC primarily invest in?
Modern Wealth Management, LLC has a strong preference for the Consumer Electronics sector, which makes up 21.0% of their disclosed assets. The portfolio also has exposure to Software - Infrastructure, indicating a specific thematic focus.
Is Modern Wealth Management, LLC's portfolio concentrated or diversified?
Modern Wealth Management, LLC runs a moderately concentrated portfolio with 20 disclosed positions. The top 3 holdings alone account for 47.1% of the total portfolio weight, suggesting a strategy that favors broader market exposure.
How has Modern Wealth Management, LLC performed in 2026?
Our AI-simulated model portfolio for Modern Wealth Management, LLC tracks a Year-to-Date (YTD) return of +11.1%. This metric helps investors gauge the institution's effectiveness in the current market environment.
Does Gary Roth manage Modern Wealth Management, LLC directly?
Yes, Gary Roth serves as the key portfolio manager for Modern Wealth Management, LLC, overseeing the investment strategy and final capital allocation decisions.