Home / Leaderboard / B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc.
Phillip J. Hastings · Investment Advisor · Multi-Strategy
B. Riley Wealth Advisors, Inc., a subsidiary of B. Riley Financial, Inc., is a premier wealth management firm that provides comprehensive financial advisory and investment solutions to high-net-worth individuals, families, and institutional clients. Formed through the strategic integration of several financial institutions, including the significant 2021 acquisition of National Holdings, the firm offers a wide array of services ranging from personalized financial planning to alternative investments and corporate retirement solutions. Headquartered in Memphis with a presence across the United States, B. Riley Wealth Advisors leverages the broader institutional-grade research, capital markets expertise, and proprietary platform of its parent company to deliver sophisticated investment strategies. The institution is dedicated to building long-term relationships through a consultative approach, ensuring that client portfolios are aligned with their specific values, risk tolerance, and evolving financial goals.
Simulated Performance
| Metric | Value |
|---|---|
| Total return | +16.3% |
| YTD return | +12.7% |
| Sharpe ratio | 2.67 |
| Win rate | 52% |
| AUM | $0.6B |
| Inception | Oct 1, 2025 |
| Updated | Sep 11, 2026 |
Institution Status
| Field | Value |
|---|---|
| AUM | $0.6B |
| Turnover | Low (<15%) |
| Avg holding | 18 Months |
| Inception | Oct 1, 2025 |
| Website | https://brileywealth.com/ |
Current Holdings
Updated on Sep 11, 2026.
| Ticker | Name | Portfolio % | Return |
|---|---|---|---|
| NVDA | NVIDIA Corporation | 20.4% | +14.9% |
| AAPL | Apple Inc | 12.8% | +25.3% |
| MSFT | Microsoft Corporation | 7.2% | -0.1% |
| GOOGL | Alphabet Inc Class A | 7.0% | +28.2% |
| AMZN | Amazon.com Inc | 6.8% | +13.7% |
| META | Meta Platforms Inc. | 6.4% | -4.8% |
| PLTR | Palantir Technologies Inc. | 4.9% | +2.0% |
| LLY | Eli Lilly and Company | 4.5% | +20.5% |
| CRWD | Crowdstrike Holdings Inc | 3.7% | +8.6% |
| AVGO | Broadcom Inc | 3.6% | +2.5% |
| PANW | Palo Alto Networks Inc | 3.6% | +36.6% |
| JPM | JPMorgan Chase & Co | 3.1% | +13.8% |
| AMD | Advanced Micro Devices Inc | 2.9% | +56.2% |
| JNJ | Johnson & Johnson | 2.4% | +2.4% |
| BRK-A | Berkshire Hathaway Inc | 2.1% | +3.2% |
| MU | Micron Technology Inc | 2.1% | +1.1% |
| TSLA | Tesla Inc | 1.7% | +5.6% |
| TSM | Taiwan Semiconductor Manufacturing | 1.7% | +6.2% |
| GS | Goldman Sachs Group Inc | 1.6% | -4.4% |
| PG | Procter & Gamble Company | 1.6% | -1.0% |
Recent activity
| Date | Action | Ticker | Weight |
|---|---|---|---|
| Sep 7, 2026 | BUY | MU | 1.9% → 2.1% |
| Sep 7, 2026 | BUY | AMD | 2.8% → 2.9% |
| Sep 7, 2026 | SELL | TSM | 1.6% → 1.7% |
| Sep 7, 2026 | BUY | PG | 0.0% → 1.6% |
| Sep 7, 2026 | SELL | LLY | 4.6% → 4.5% |
Investment Style Analysis
B. Riley Wealth Advisors, Inc. is widely recognized for employing a Multi-Strategy strategy. As of Sep 11, 2026, the firm oversees approximately $0.6B in assets under management (AUM). The portfolio demonstrates a clear preference for the Semiconductors and Software - Infrastructure sectors, reflecting a high-conviction approach to capital allocation.
Recent Market Moves
During the latest rebalancing period ending Sep 7, B. Riley Wealth Advisors, Inc. made a significant move by increasing exposure to MU. This adjustment aligns with the fund's dynamic approach to risk management and capital deployment in current market conditions.
Investment Philosophy
The investment philosophy of B. Riley Wealth Advisors is built on a client-centric model that emphasizes personalized asset allocation and risk management. The firm utilizes a collaborative process to develop customized wealth strategies, integrating fundamental research from the B. Riley platform with tactical market insights. Their core strategy involves diversification across a broad spectrum of asset classes, including traditional equities, fixed income, and specialized alternative investments such as private equity and hedge funds. By combining proprietary model portfolios with third-party managed solutions, the firm aims to optimize returns while prioritizing capital preservation and the long-term sustainability of client wealth across various market cycles.
Disclaimer
The content provided on this page, including the simulated portfolio performance, holdings analysis, and AI-generated insights, is for informational and educational purposes only. It does not constitute financial advice, investment recommendations, or an offer to buy or sell any securities. All data is derived from historical SEC 13F filings and other public disclosures, which have a reporting lag. The "Simulated Performance" is a hypothetical reconstruction based on past disclosures and does not represent the actual returns of the institution. Past performance is not indicative of future results. Tritonix.ai is not affiliated with B. Riley Wealth Advisors, Inc..
Similar Investment Style
Based on Multi-Strategy.
- Sandoz Family Office SA — Marc Duc · 3M -8.4%
- BB Gestão de Recursos - Distribuidora de Títulos e Valores Mobiliários S.A. — Denísio Liberato · 3M +4.1%
- Wolverine Trading, LLC — Robert Bellick · 3M -1.2%
- Amundi Asset Management US, Inc. — Marco Pirondini · 3M -0.3%
Frequently asked questions
How is the simulated portfolio for B. Riley Wealth Advisors, Inc. constructed?
This simulation is powered by Tritonix AI using official SEC filings. We focus on the "Best Ideas" by filtering for only the Top 20 largest holdings and rebalancing them to 100%. The simulation tracks performance starting from Oct 1, 2025. Our AI monitors for updates every Monday to capture major shifts. This concentrated approach highlights the manager's true stock-picking skill and mirrors their actual investment returns.
What is B. Riley Wealth Advisors, Inc.'s largest holding?
As of the latest filing, B. Riley Wealth Advisors, Inc.'s top position is NVIDIA Corporation (NVDA), representing 20.4% of the portfolio. This reflects a high-conviction bet by the institution.
What is B. Riley Wealth Advisors, Inc.'s historical performance and risk profile?
Our simulation indicates a total return of +16.3% with a win rate of 52%. Notably, the portfolio maintains a Sharpe Ratio of 2.67, suggesting an excellent level of risk-adjusted returns compared to the broader market.
What sectors does B. Riley Wealth Advisors, Inc. primarily invest in?
B. Riley Wealth Advisors, Inc. has a strong preference for the Semiconductors sector, which makes up 30.6% of their disclosed assets. The portfolio also has exposure to Software - Infrastructure, indicating a specific thematic focus.
Is B. Riley Wealth Advisors, Inc.'s portfolio concentrated or diversified?
B. Riley Wealth Advisors, Inc. runs a moderately concentrated portfolio with 20 disclosed positions. The top 3 holdings alone account for 40.4% of the total portfolio weight, suggesting a strategy that favors broader market exposure.
How has B. Riley Wealth Advisors, Inc. performed in 2026?
Our AI-simulated model portfolio for B. Riley Wealth Advisors, Inc. tracks a Year-to-Date (YTD) return of +12.7%. This metric helps investors gauge the institution's effectiveness in the current market environment.
Does Phillip J. Hastings manage B. Riley Wealth Advisors, Inc. directly?
Yes, Phillip J. Hastings serves as the key portfolio manager for B. Riley Wealth Advisors, Inc., overseeing the investment strategy and final capital allocation decisions.