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U.S. Capital Wealth Advisors, LLC

David King · Investment Advisor · Multi-Strategy

U.S. Capital Wealth Advisors, LLC (USCWA) is an independent, SEC-registered investment advisory firm headquartered in Houston, Texas. Established in 2017 and significantly expanded through the 2021 merger of U.S. Capital Advisors and Legacy One Financial Advisors, the firm provides sophisticated wealth management and capital markets solutions to high-net-worth families, business owners, and corporate executives. With over $10 billion in assets under management, USCWA operates as an integrated financial services boutique, offering a wide range of services including retirement planning, tax strategy, estate planning, and institutional-grade investment management across multiple offices in Texas, New York, and Massachusetts.

Simulated Performance

MetricValue
Total return+19.8%
YTD return+16.1%
Sharpe ratio4.06
Win rate57%
AUM$1.2B
InceptionOct 1, 2025
UpdatedSep 18, 2026

Institution Status

FieldValue
AUM$1.2B
TurnoverLow (<15%)
Avg holding18 Months
InceptionOct 1, 2025
Websitehttps://uscwealth.com/

Current Holdings

Updated on Sep 18, 2026.

TickerNamePortfolio %Return
NVDANVIDIA Corporation11.5%+16.3%
AAPLApple Inc10.8%+27.5%
HPKHighpeak Energy Acquisition Corp9.4%+31.0%
GOOGLAlphabet Inc Class A7.8%+30.9%
EPDEnterprise Products Partners LP7.6%+24.1%
MSFTMicrosoft Corporation6.0%+0.9%
AMZNAmazon.com Inc4.9%+11.7%
PLTRPalantir Technologies Inc.4.2%+5.6%
XOMExxon Mobil Corp3.9%+40.6%
RTXRaytheon Technologies Corp3.8%+10.8%
CVXChevron Corp3.6%+32.5%
JNJJohnson & Johnson3.5%+31.1%
BACBank of America Corp3.5%+11.7%
AVGOBroadcom Inc3.2%-4.8%
MPLXMPLX LP2.9%+20.0%
FCXFreeport-McMoran Copper & Gold Inc2.9%-6.3%
ETEnergy Transfer LP2.8%+9.2%
UNHUnitedHealth Group Incorporated2.7%+18.1%
AMDAdvanced Micro Devices Inc2.5%+22.5%
JPMJPMorgan Chase & Co2.4%-2.1%

Recent activity

DateActionTickerWeight
Aug 31, 2026SELLWMT2.6% → 0.0%
Aug 31, 2026BUYPLTR3.9% → 4.2%
Aug 31, 2026SELLXOM4.2% → 3.9%
Aug 31, 2026BUYEPD7.5% → 7.6%
Aug 31, 2026BUYGOOGL7.8% → 7.8%

Investment Style Analysis

U.S. Capital Wealth Advisors, LLC is widely recognized for employing a Multi-Strategy strategy. As of Sep 18, 2026, the firm oversees approximately $1.2B in assets under management (AUM). The portfolio demonstrates a clear preference for the Semiconductors and Oil & Gas Midstream sectors, reflecting a high-conviction approach to capital allocation.

Recent Market Moves

During the latest rebalancing period ending Aug 31, U.S. Capital Wealth Advisors, LLC made a significant move by reducing the position in WMT. This adjustment aligns with the fund's dynamic approach to risk management and capital deployment in current market conditions.

Investment Philosophy

U.S. Capital Wealth Advisors employs a goals-driven, client-centric investment philosophy that emphasizes personalized strategies tailored to each client's unique financial milestones and risk tolerance. Their approach integrates institutional-grade insights with boutique-level service, allocating assets across traditional and alternative investments to optimize long-term outcomes. The firm focuses on transparent, objective guidance and leverages deep market experience to navigate complex financial landscapes, specifically targeting tax efficiency, risk management, and legacy preservation through disciplined asset allocation and proprietary research.

Disclaimer

The content provided on this page, including the simulated portfolio performance, holdings analysis, and AI-generated insights, is for informational and educational purposes only. It does not constitute financial advice, investment recommendations, or an offer to buy or sell any securities. All data is derived from historical SEC 13F filings and other public disclosures, which have a reporting lag. The "Simulated Performance" is a hypothetical reconstruction based on past disclosures and does not represent the actual returns of the institution. Past performance is not indicative of future results. Tritonix.ai is not affiliated with U.S. Capital Wealth Advisors, LLC.

Similar Investment Style

Based on Multi-Strategy.

Frequently asked questions

How is the simulated portfolio for U.S. Capital Wealth Advisors, LLC constructed?

This simulation is powered by Tritonix AI using official SEC filings. We focus on the "Best Ideas" by filtering for only the Top 20 largest holdings and rebalancing them to 100%. The simulation tracks performance starting from Oct 1, 2025. Our AI monitors for updates every Monday to capture major shifts. This concentrated approach highlights the manager's true stock-picking skill and mirrors their actual investment returns.

What is U.S. Capital Wealth Advisors, LLC's largest holding?

As of the latest filing, U.S. Capital Wealth Advisors, LLC's top position is NVIDIA Corporation (NVDA), representing 11.5% of the portfolio. This reflects a high-conviction bet by the institution.

What is U.S. Capital Wealth Advisors, LLC's historical performance and risk profile?

Our simulation indicates a total return of +19.8% with a win rate of 57%. Notably, the portfolio maintains a Sharpe Ratio of 4.06, suggesting an exceptional level of risk-adjusted returns compared to the broader market.

What sectors does U.S. Capital Wealth Advisors, LLC primarily invest in?

U.S. Capital Wealth Advisors, LLC has a strong preference for the Semiconductors sector, which makes up 17.2% of their disclosed assets. The portfolio also has exposure to Oil & Gas Midstream, indicating a specific thematic focus.

Is U.S. Capital Wealth Advisors, LLC's portfolio concentrated or diversified?

U.S. Capital Wealth Advisors, LLC runs a moderately concentrated portfolio with 20 disclosed positions. The top 3 holdings alone account for 31.8% of the total portfolio weight, suggesting a strategy that favors broader market exposure.

How has U.S. Capital Wealth Advisors, LLC performed in 2026?

Our AI-simulated model portfolio for U.S. Capital Wealth Advisors, LLC tracks a Year-to-Date (YTD) return of +16.1%. This metric helps investors gauge the institution's effectiveness in the current market environment.

Does David King manage U.S. Capital Wealth Advisors, LLC directly?

Yes, David King serves as the key portfolio manager for U.S. Capital Wealth Advisors, LLC, overseeing the investment strategy and final capital allocation decisions.