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Sound Income Strategies, LLC
David J. Scranton · Investment Advisor · Fixed Income
Founded in 2014 by David J. Scranton, Sound Income Strategies, LLC is a Florida-based Registered Investment Advisory (RIA) firm that specializes in active management and income-generating strategies for retirees and those nearing retirement. The firm manages billions in assets, focusing on building portfolios that prioritize consistent cash flow and capital preservation over high-volatility growth. Unlike many traditional advisory firms that rely on mutual funds or total return models, Sound Income Strategies utilizes individual income-oriented securities, including bonds, preferred stocks, real estate investment trusts (REITs), and business development companies (BDCs). As a subsidiary of Sound Income Group, the firm also sub-advises exchange-traded funds (ETFs) and provides institutional-level portfolio management services to a national network of independent financial advisors.
Simulated Performance
| Metric | Value |
|---|---|
| Total return | +3.5% |
| YTD return | -1.5% |
| Sharpe ratio | 2.78 |
| Win rate | 46% |
| AUM | $0.7B |
| Inception | Oct 1, 2025 |
| Updated | Sep 18, 2026 |
Institution Status
| Field | Value |
|---|---|
| AUM | $0.7B |
| Turnover | Low (<15%) |
| Avg holding | 18 Months |
| Inception | Oct 1, 2025 |
| Website | https://soundincomestrategies.com/ |
Current Holdings
Updated on Sep 18, 2026.
| Ticker | Name | Portfolio % | Return |
|---|---|---|---|
| HTGC | Hercules Capital Inc | 9.3% | -0.8% |
| ARCC | Ares Capital Corporation | 8.0% | -0.9% |
| GBDC | Golub Capital BDC Inc | 7.2% | -4.3% |
| TSLX | Sixth Street Specialty Lending Inc | 7.2% | -15.3% |
| OBDC | Blue Owl Capital Corporation | 6.9% | -6.1% |
| BXSL | Blackstone Secured Lending Fund | 6.5% | -0.5% |
| PFLT | PennantPark Floating Rate Capital Ltd | 5.6% | -16.0% |
| GEF | Greif Bros Corporation | 4.5% | -6.4% |
| AAPL | Apple Inc | 4.4% | +27.3% |
| OMC | Omnicom Group Inc | 4.3% | -0.2% |
| SPG | Simon Property Group Inc | 3.9% | +9.5% |
| GOOGL | Alphabet Inc Class A | 3.8% | +15.2% |
| PFG | Principal Financial Group Inc | 3.7% | +31.8% |
| TTE | TotalEnergies SE ADR | 3.7% | +15.0% |
| CTRE | CareTrust REIT Inc. | 3.6% | +4.4% |
| ABBV | AbbVie Inc | 3.6% | +6.4% |
| CSCO | Cisco Systems Inc | 3.6% | +47.9% |
| PINE | Alpine Income Property Trust, Inc. | 3.5% | -8.7% |
| MTB | M&T Bank Corporation | 3.5% | +5.8% |
| TRIN | Trinity Capital Inc | 3.3% | -3.3% |
Recent activity
| Date | Action | Ticker | Weight |
|---|---|---|---|
| Sep 7, 2026 | SELL | ABBV | 3.6% → 3.6% |
| Sep 7, 2026 | BUY | OBDC | 6.8% → 6.9% |
| Sep 7, 2026 | BUY | ARCC | 7.9% → 8.0% |
| Sep 7, 2026 | SELL | CSWC | 3.4% → 0.0% |
| Sep 7, 2026 | SELL | CTRE | 3.6% → 3.6% |
Investment Style Analysis
Sound Income Strategies, LLC is widely recognized for employing a Fixed Income strategy. As of Sep 18, 2026, the firm oversees approximately $0.7B in assets under management (AUM). The portfolio demonstrates a clear preference for the Asset Management and REIT - Retail sectors, reflecting a high-conviction approach to capital allocation.
Recent Market Moves
During the latest rebalancing period ending Sep 7, Sound Income Strategies, LLC made a significant move by reducing the position in ABBV. This adjustment aligns with the fund's dynamic approach to risk management and capital deployment in current market conditions.
Investment Philosophy
Sound Income Strategies follows an 'income first, growth second' philosophy, specifically designed to protect clients from the volatility of the stock market while providing a reliable stream of retirement income. The firm advocates for a transition from wealth accumulation to income distribution, emphasizing the use of individual securities to avoid the transparency issues and forced liquidations associated with mutual funds. By focusing on contractual income sources such as interest and dividends rather than capital gains, the institution seeks to provide sustainable cash flow that eliminates the need to liquidate principal during market downturns, thereby enhancing long-term portfolio resilience and client financial security.
Disclaimer
The content provided on this page, including the simulated portfolio performance, holdings analysis, and AI-generated insights, is for informational and educational purposes only. It does not constitute financial advice, investment recommendations, or an offer to buy or sell any securities. All data is derived from historical SEC 13F filings and other public disclosures, which have a reporting lag. The "Simulated Performance" is a hypothetical reconstruction based on past disclosures and does not represent the actual returns of the institution. Past performance is not indicative of future results. Tritonix.ai is not affiliated with Sound Income Strategies, LLC.
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Frequently asked questions
How is the simulated portfolio for Sound Income Strategies, LLC constructed?
This simulation is powered by Tritonix AI using official SEC filings. We focus on the "Best Ideas" by filtering for only the Top 20 largest holdings and rebalancing them to 100%. The simulation tracks performance starting from Oct 1, 2025. Our AI monitors for updates every Monday to capture major shifts. This concentrated approach highlights the manager's true stock-picking skill and mirrors their actual investment returns.
What is Sound Income Strategies, LLC's largest holding?
As of the latest filing, Sound Income Strategies, LLC's top position is Hercules Capital Inc (HTGC), representing 9.3% of the portfolio. This reflects a high-conviction bet by the institution.
What is Sound Income Strategies, LLC's historical performance and risk profile?
Our simulation indicates a total return of +3.5% with a win rate of 46%. Notably, the portfolio maintains a Sharpe Ratio of 2.78, suggesting an excellent level of risk-adjusted returns compared to the broader market.
What sectors does Sound Income Strategies, LLC primarily invest in?
Sound Income Strategies, LLC has a strong preference for the Asset Management sector, which makes up 57.8% of their disclosed assets. The portfolio also has exposure to REIT - Retail, indicating a specific thematic focus.
Is Sound Income Strategies, LLC's portfolio concentrated or diversified?
Sound Income Strategies, LLC runs a moderately concentrated portfolio with 20 disclosed positions. The top 3 holdings alone account for 24.5% of the total portfolio weight, suggesting a strategy that favors broader market exposure.
How has Sound Income Strategies, LLC performed in 2026?
Our AI-simulated model portfolio for Sound Income Strategies, LLC tracks a Year-to-Date (YTD) return of -1.5%. This metric helps investors gauge the institution's effectiveness in the current market environment.
Does David J. Scranton manage Sound Income Strategies, LLC directly?
Yes, David J. Scranton serves as the key portfolio manager for Sound Income Strategies, LLC, overseeing the investment strategy and final capital allocation decisions.