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GuardCap Asset Management Limited
Steve Bates · Asset Manager · Growth
GuardCap Asset Management Limited is a London-based specialist investment firm and a subsidiary of the Canadian-based Guardian Capital Group Limited. Founded in 2014 following the acquisition of Zephyr Management, the firm is dedicated to managing concentrated, long-only equity strategies across global and emerging markets. GuardCap focuses on high-quality companies capable of delivering sustainable growth over the long term, utilizing a research-intensive approach to build high-conviction portfolios for institutional clients.
Simulated Performance
| Metric | Value |
|---|---|
| Total return | -0.8% |
| YTD return | -3.5% |
| Sharpe ratio | -1.59 |
| Win rate | 29% |
| AUM | $1.6B |
| Inception | Oct 1, 2025 |
| Updated | Sep 22, 2026 |
Institution Status
| Field | Value |
|---|---|
| AUM | $1.6B |
| Turnover | Low (<15%) |
| Avg holding | 18 Months |
| Inception | Oct 1, 2025 |
| Website | https://www.guardcap.co.uk |
Current Holdings
Updated on Sep 22, 2026.
| Ticker | Name | Portfolio % | Return |
|---|---|---|---|
| CME | CME Group Inc | 12.7% | +1.0% |
| UNH | UnitedHealth Group Incorporated | 9.8% | +6.9% |
| YUMC | Yum China Holdings Inc | 9.6% | -3.1% |
| ILMN | Illumina Inc | 8.8% | +131.7% |
| BKNG | Booking Holdings Inc | 8.5% | -23.0% |
| MSFT | Microsoft Corporation | 8.0% | -1.1% |
| MA | Mastercard Inc | 7.8% | -2.8% |
| CL | Colgate-Palmolive Company | 7.5% | +9.9% |
| MKTX | MarketAxess Holdings Inc | 5.4% | -3.6% |
| ADBE | Adobe Systems Incorporated | 5.0% | -21.0% |
| VRSK | Verisk Analytics Inc | 4.7% | -18.3% |
| ADP | Automatic Data Processing Inc | 4.3% | -2.1% |
| NKE | Nike Inc | 3.7% | -46.2% |
| ACN | Accenture plc | 3.0% | -23.7% |
| RELX | Relx PLC ADR | 0.7% | -7.6% |
| WAT | Waters Corporation | 0.3% | +27.6% |
| AOS | Smith AO Corporation | 0.2% | -12.9% |
| WEGZY | WEG SA ADR | 0.0% | 0.0% |
| JD | JD.com Inc Adr | 0.0% | -16.7% |
| WMMVY | Wal Mart de Mexico SAB de CV ADR | 0.0% | +0.0% |
Recent activity
| Date | Action | Ticker | Weight |
|---|---|---|---|
| Aug 10, 2026 | BUY | JD | 0.0% → 0.0% |
| Aug 10, 2026 | SELL | MKTX | 5.7% → 5.4% |
| Aug 10, 2026 | BUY | RELX | 0.1% → 0.7% |
| Aug 10, 2026 | SELL | TSM | 0.1% → 0.0% |
| Aug 10, 2026 | SELL | ADP | 3.7% → 4.3% |
Investment Style Analysis
GuardCap Asset Management Limited is widely recognized for employing a Growth strategy. As of Sep 22, 2026, the firm oversees approximately $1.6B in assets under management (AUM). The portfolio demonstrates a clear preference for the Financial Data & Stock Exchanges and Healthcare Plans sectors, reflecting a high-conviction approach to capital allocation.
Recent Market Moves
During the latest rebalancing period ending Aug 10, GuardCap Asset Management Limited made a significant move by increasing exposure to JD. This adjustment aligns with the fund's dynamic approach to risk management and capital deployment in current market conditions.
Investment Philosophy
GuardCap’s investment philosophy is built on the premise that long-term, sustained growth in earnings and cash flows is the primary driver of equity returns. The firm aims to capitalize on market short-termism by maintaining long holding periods and focusing on high-quality companies with superior sustainable growth prospects. Their approach is characterized by high-conviction, concentrated portfolios, rigorous fundamental research, and a strict adherence to valuation discipline to mitigate downside risk while seeking superior risk-adjusted returns.
Disclaimer
The content provided on this page, including the simulated portfolio performance, holdings analysis, and AI-generated insights, is for informational and educational purposes only. It does not constitute financial advice, investment recommendations, or an offer to buy or sell any securities. All data is derived from historical SEC 13F filings and other public disclosures, which have a reporting lag. The "Simulated Performance" is a hypothetical reconstruction based on past disclosures and does not represent the actual returns of the institution. Past performance is not indicative of future results. Tritonix.ai is not affiliated with GuardCap Asset Management Limited.
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Frequently asked questions
How is the simulated portfolio for GuardCap Asset Management Limited constructed?
This simulation is powered by Tritonix AI using official SEC filings. We focus on the "Best Ideas" by filtering for only the Top 20 largest holdings and rebalancing them to 100%. The simulation tracks performance starting from Oct 1, 2025. Our AI monitors for updates every Monday to capture major shifts. This concentrated approach highlights the manager's true stock-picking skill and mirrors their actual investment returns.
What is GuardCap Asset Management Limited's largest holding?
As of the latest filing, GuardCap Asset Management Limited's top position is CME Group Inc (CME), representing 12.7% of the portfolio. This reflects a high-conviction bet by the institution.
What is GuardCap Asset Management Limited's historical performance and risk profile?
Our simulation indicates a total return of -0.8% with a win rate of 29%. Notably, the portfolio maintains a Sharpe Ratio of -1.59, suggesting an standard level of risk-adjusted returns compared to the broader market.
What sectors does GuardCap Asset Management Limited primarily invest in?
GuardCap Asset Management Limited has a strong preference for the Financial Data & Stock Exchanges sector, which makes up 12.7% of their disclosed assets. The portfolio also has exposure to Healthcare Plans, indicating a specific thematic focus.
Is GuardCap Asset Management Limited's portfolio concentrated or diversified?
GuardCap Asset Management Limited runs a moderately concentrated portfolio with 20 disclosed positions. The top 3 holdings alone account for 32.1% of the total portfolio weight, suggesting a strategy that favors broader market exposure.
How has GuardCap Asset Management Limited performed in 2026?
Our AI-simulated model portfolio for GuardCap Asset Management Limited tracks a Year-to-Date (YTD) return of -3.5%. This metric helps investors gauge the institution's effectiveness in the current market environment.
Does Steve Bates manage GuardCap Asset Management Limited directly?
Yes, Steve Bates serves as the key portfolio manager for GuardCap Asset Management Limited, overseeing the investment strategy and final capital allocation decisions.